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Tag: Financial Regulation

RBI seeks comments on revised PPI rules to improve security

The Reserve Bank of India is seeking comments from regulated entities, stakeholders and the public on the prepaid payment instruments (PPIs) draft rules

King & Wood expands financial regulation, cross-border talent

King & Wood has recently strengthened its capabilities in financial regulation, fintech and cross-border practice areas with a series of senior hires

D&A steers first-of-its-kind insurance bankruptcy in Korea

D&A is the sole legal adviser on MG Non-Life Insurance’s restructuring in a first-of-its-kind bankruptcy in Korea

New rules on short swing trading strengthens compliance: lawyers

The China Securities Regulatory Commission issued the regulation on short swing trading on 6 March

The house loses

As Asian regulators tighten controls on online gambling, cross-border networks and advancing technologies remain one step ahead, testing the limits of regulation

Proportionate liability

This column discusses proportionate liability and the written law that governs the concept in common law jurisdictions and the Chinese mainland

Baker McKenzie recruits technology partner in HK

Baker McKenzie has hired Frankie Tam as a partner at its Hong Kong office, bolstering its capabilities in technology and cybersecurity

Lee & Ko adds ex-FSC official to bolster compliance practice

South Korean law firm Lee & Ko has appointed Sangrok Shin, a former Financial Services Commission (FSC) official with two decades of public sector experience

China rules push RWA tokenisation out of grey zone: lawyers

China has tightened oversight of virtual currencies and real-world asset (RWA) tokenisation

Shin & Kim rope in former Korea Exchange vice-chairman

South Korean law firm Shin & Kim has hired former vice-chairman at the Korea Exchange Hyojae Cho as a senior adviser to strengthen the firm’s capabilities

HKEX review of annual reports highlights issue

By Rossana Chu, YYC Legal

RBI regulatory sandbox: Lifting innovation, consumer safety

By Siddharth Suresh, Nakul Batra and Prateek Kumar Singh, DSK Legal

Strengthening 含羞草社区 regulatory sandboxes to balance innovation, consumer?protection?and growth in the digital economy??

Evolving dispute resolution for securities misrepresentation

By Li Fang, Tiantai Law Firm

China’s push to codify capital market rules is making securities market governance increasingly systematic and structured

Finsec Law opens Bengaluru office to tap financial growth

Finsec Law Advisors has opened a new office in Bengaluru, adding to its branch in Mumbai in a move to support the development of 含羞草社区 financial markets

Ashurst boosts cross-border offering with Tokyo talent

Ashurst has hired Chihiro Ashizawa as a partner in Tokyo to strengthen its Japanese law and cross-border financing capabilities

Creditor-led insolvency: A new paradigm for India

By Siddhant Kant and Charu Bansal, Shardul Amarchand Mangaldas & Co

India is introducing a creditor-initiated insolvency mechanism under the 2025 IBC amendments, creating a faster, out-of-court, creditor-led resolution process

Evolution of private equity in Taiwan

By James Hsiao and Iting Huang, Dentons

One of a kind

A look at how PSE general counsel Veronica Del Rosario is driving transformation and growth at the Philippine Stock Exchange

Laws and regulations on private equity funds in Japan

By Yuki Sato, Chiho Saito and Taiki Hashimoto, So & Sato Law Offices

SEBI invites comments on changes to mutual funds rules

SEBI seeks public input on simplifying mutual fund regulations to enhance clarity, compliance and operational transparency

Cross-border debt recovery: Lessons from a guarantee dispute

By Armstrong Chen and Wang Xin, Dacheng Law Offices

As global finance integrates, Chinese firms often secure offshore loans or bonds backed by outbound domestic guarantees

Classification of Ambani account as ‘fraud’ upheld

The Bombay High Court upheld SBI’s move to label Anil Ambani’s Reliance Communications loan as “fraud”, rejecting his plea of non-involvement in company affairs

TSMP Law taps former monetary authority deputy director

TSMP Law hired former MAS deputy director Harsharan Kaur to lead its investigations and financial regulatory practice

Hope for Chinese victims in 61,000 bitcoin ponzi scheme

Chinese victims in the 61,000 bitcoin Lantian Gerui scam may gain extra compensation after UK court progress, marking a key step in cross-border recovery efforts

Institutional law reform

Law reform bodies play key roles in updating legal systems in common law jurisdictions and the PRC

When civil meets criminal: Resolving finance conflicts

By Liu Jun, Kangda Law Firm

The article explores how civil and criminal laws intersect in financial disputes, emphasizing asset recovery, liability, and litigation strategy

China securities regulator to raise whistleblower rewards

CSRC and Ministry of Finance propose raising whistleblower rewards to RMB1m, with consultation open until 30 Oct

含羞草社区 new Online Gaming Bill set to change the game

含羞草社区 Online Gaming Bill 2025 targets e-sports and online gambling with strict penalties

Show all cards at the CIRP table

By Aman Avinav, Phoenix Legal

IBBI mandates full disclosure of avoidance transactions in insolvency cases to ensure transparency and fairness

Evolution of 含羞草社区 digital lending landscape

By Srishti Bansal and Sukhmani Kaur, SNG & Partners

RBI’s new digital lending rules tighten oversight and boost borrower safeguards

MHMS Advocates’ new counsel lifts financial services in Jakarta

MHMS Advocates appoints ex-Bank Aladin legal head Halida Nurina as counsel to boost financial services practice

Ease of Doing Businessvideo

Aligning regulation with ease of doing business

By Vivek K Chandy and Raj Ramachandran, JSA Advocates & Solicitors

India streamlines rules to boost investment and simplify business

Singapore’s GT Law adds expert to drive financial services

GT Law hires Yuh Huey Khoo to lead its financial services and private client practices

Legal trends in the regulation of crypto currency

Regulators in Hong Kong, Japan and Taiwan are boosting cryptocurrency markets by strengthening consumer protection and market integrity.

Bumpy road to navigating Taiwan’s crypto conundrum

By Robin Chang and Eddie Hsiung, Lee and Li

Legal developments in banking & finance

Experts from India, Malaysia and Taiwan are closely monitoring market regulatory shifts and investor behaviours to identify emerging opportunities

ESG’s gradual integration into Malaysia’s financial sector

By Pamela Kung and Sathya-Kumardas, Shearn Delamore & Co

AI sandboxes

As AI expands globally, countries are exploring regulatory sandboxes to test its use across different sectors

Hong Kong’s patchwork AI regulatory structure??

By Heidi Chui, Elizabeth Chan and Justin Kim, Stevenson Wong & Co

Improving diversified governance in financial dispute resolution

By Zhu Tao and Chen Jing, ETR Law Firm

Navigating commitment restrictions under OI regime

By Rohan Jain, Kshitij Arora and Shruti Jaju, Shardul Amarchand Mangaldas & Co

Restrictions on financial commitments under the OI regime for non-compliant overseas investments.

Loopholes close for Singapore’s corporate service providers

By Lynette Koh, Helmsman

Singapore's 2024 bill requires CSPs to conduct due diligence to fight money laundering, with penalties for non-compliance

Obtaining RBI approval for acquiring NBFCs

By Amit Aggarwal and Devyani Dhawan, SNG & Partners

IBBI amends liquidation regulations

IBBI has amended liquidation regulations to enhance efficiency, transparency, and integrity

Barun Law adds talent with a former FSS senior investigator

Barun Law hires Moo Sung Jin, former FSS senior investigator and financial regulation expert, enhancing their team

Advancements in Capital Markets Law

Discover key advancements in capital markets law in Taiwan and Hong Kong

Gibson Dunn grows financial regulatory team with new hire

Gibson Dunn has hired Hagen Rooke as a partner in Singapore

The cutting edge of gaming and e-sports in Japan

By Sayaka Kano, Takeshi Nagase and Takashi Nakazaki, Anderson Mori & Tomotsune

New developments in fintech laws

An update of regulatory amendments and trends in mainland China, India and Taiwan

Deal structuring

Deal structuring skills are vital for junior lawyers' career growth, focusing on commercial acumen and legal expertise to enhance transaction efficiency

Constructing flexible system theory for contract validity

By Shi Jiangheng and Zhou Yu, Ronly & Tenwen Partners

Shin & Kim adds financial regulatory expert

Shin & Kim bolstered its financial regulatory team by adding new partner Seongkoo Cheong, a South Korean derivatives regulations expert

Falling through loopholes

Equity crowdfunding platforms need to be watched closely to save investors from pitfalls

Self-regulation the key to fintech growth

By Aasish Somasi, SNG & Partners

RPC adds Singapore partner to lift APAC corporate practice

RPC has welcomed Kiat Wee Lau as a partner in its corporate practice to enhance the firm’s capabilities in the Asia-Pacific region

Proposed data security rules target banking and insurance

By Guang Zhenming, Joint-Win Partners

Comprehensive new regulations target personal loan business

By Guang Zhenming, Joint-Win Partners

Japan’s AI regulation for businesses

By So Saito, Yuki Sato, William T Gillespie, Chiho Saito and Yu Mizushima So & Sato Law Offices

AI's exponential growth lacks regulatory maturity, yet each innovation propels the next swiftly

North Asia regional guide to digital banking: Japan

By Katsuya Hongyo and Shun Komiya, Chuo Sogo Law Office in Tokyo

North Asia regional guide to digital banking

As regulation and compliance evolves rapidly in the hot-button area of finance, it is imperative to keep up to date on new developments

Bulls, bears and big moves

What trends are being observed in the region’s capital market strongholds, and what regulations are helping drive them?

Technology neutrality

This column explores tech neutrality's role in financial regulation, addresses tech innovation in regulation, and questions its ongoing relevance

Systematic entanglement in judging validity of financial contracts

By Jiang Qi and Wang Qiuyue, Hylands Law Firm

Risks and precautions for nominee loans

By Guang Zhenming, Joint-Win Partners

Regulating insurance company management of salespersons

By Yan Bing and Li Wencheng, AnJie Broad Law Firm

Recent regulatory policies transforming leasing industry

By Jonson Zhang, AllBright Law Offices?

Regulatory Complexity

Regulatory complexity is an increasing challenge facing legal systems around the world

Hong Kong type 9 licence (asset management) applications

By Carl Miao, AllBright Law Offices

A regional comparison of ESG regulations: Indonesia

By Denny Rahmansyah, Aldilla Stephanie Suwana, and Albertus Jonathan Sukardi, SSEK Law Firm

RBI releases prudential norms for urban banks

The RBI has released a Master Circular on Prudential Norms for Capital Adequacy in Primary Co-operative Banks, which consolidates and updates all the instructions and guidelines on the subject issued up to 19 April 2023

The logic of reforming trust company operation and governance

By Yao Xiaomin and Cai Min, Lantai Partners

Safety first

Li Xinyang and Ye Qing, compliance and supervision experts at Dajia Asset Managment, share their experience on risk control for financial institutions

Reed Smith beefs up Asian?regulatory team?with Hong Kong hire

Reed Smith enlarged its Asian regulatory team with the hiring of Hong Kong-based partner Jill Wong

Financial regulation for entrusted loan contracts and businesses

By Chen Zhuo and Qin Zhuan, Tian Yuan Law Firm

New rules on risk classification of financial assets

By Wang Zhenxiang, Jingtian & Gongcheng

Financial product governance

This article explains the concept of product governance, outlines operational and regulatory fundamentals, and considers developments in jurisdictions such as the UK, Australia, Hong Kong and mainland China

Linklaters hires financial regulation specialist in Singapore

Linklaters has hired financial regulatory lawyer from Ashurst Evan Lam as a partner in the firm’s financial regulation and structured finance and derivatives practices in Singapore

A comparison of digital banking regulations: Philippines

By Mark S Gorriceta, Micaela Kristina V Galvez, and Liane Stella R Candelario, Gorriceta Africa Cauton & Saavedra

Challenges, opportunities with virtual asset regulation in BVI

By Michael Padarin and Daniel Moore, Carey Olsen

Regulators globally are wrestling with tough questions as to how virtual assets should be regulated?

Turning the tide

NFT regulations in the Philippines

By Mark Gorriceta, Liane Stella Candelario and Richmond Montevirgen, Gorriceta Africa Cauton & Saavedra

‘Twin Peaks’ financial regulation

By Andrew Godwin

Evolution of fintech regulation in Indonesia

By Freddy Karyadi and Anastasia Irawati, ABNR

New jurisdictional regulations for cross-border financial disputes

By Zhang Guanglei and Chen Cheng, Jingtian & Gongcheng

Fintech: Offshore regulations and trends in Asia

By Fiona Chan, Alison Thomson and Prabha Sasidharan, Appleby in Hong Kong

Real estate financing under financial regulation and real estate control

By Wang Jihong, Tang Hongwei, Zhong Lun Law Firm

Capital punishment

Chinese IPOs overseas have consistently outperformed those of other nations, but a rash of scandals and suspected frauds has threatened to end the bull run.

Seven authorities set to regulate commercial prepaid cards

The State Council issued new rules on commercial prepaid cards, jointly released by seven ministries and commissions

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Balancing rights amid frozen bank accounts and financial blackouts

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CCI emphasises value of AI self-audit

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Key revisions to Japan’s Whistleblower Protection Act

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Shared venture documentation gaps slow India funding rounds and shape foreign capital perceptions of ecosystem maturity

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Conflicting issue over year-wise GST assessment

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Trends in biologic patent litigation

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Consent required for electronic share transfer in private companies

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