Tag: Securities Regulation
Simpson Thacher assists on USD711m global equity offering
Simpson Thacher advises Japan’s Sumitomo Pharma on its USD711m international share offering
Crypto, tokenisation and structured finance in the Philippines
Philippines shifts from crypto payments to tokenised structured finance, guided by regulation and investor protection
Regulatory scrutiny over red-chip structures raises conundrum
Practitioners say that while red-chip model is unlikely to disappear, companies will increasingly have to demonstrate its commercial necessity and regulatory compliance
New rules on short swing trading strengthens compliance: lawyers
The China Securities Regulatory Commission issued the regulation on short swing trading on 6 March
Jia Yuan adds capital markets partner in Hong Kong
Jia Yuan Law Offices has hired Echo Shen as a partner at its Hong Kong office
China rules push RWA tokenisation out of grey zone: lawyers
China has tightened oversight of virtual currencies and real-world asset (RWA) tokenisation
Chandler Mori Hamada brings in M&A partner from Linklaters
Thailand’s Chandler Mori Hamada has strengthened its corporate and M&A practice with the appointment of Paveen Khiewvichit as a partner, effective 6 March 2026
Shin & Kim rope in former Korea Exchange vice-chairman
South Korean law firm Shin & Kim has hired former vice-chairman at the Korea Exchange Hyojae Cho as a senior adviser to strengthen the firm’s capabilities
Jingtian & Gongcheng steers iSpace’s RMB5bn fundraising
Chinese private rocket company iSpace has raised RMB5.04 billion in a series D++ financing round, marking the largest single fundraising in China’s commercial launch vehicle sector
Firms assist Zoomlion’s RMB6bn H-share convertible bond
Zoomlion Heavy Industry issued RMB6 bn in convertible bonds maturing in 2031. Norton Rose Fulbright, Fangda, Linklaters and Haiwen provided legal support
How 2025 redefined listed company reorganisation
Listed company reorganisation enters new phase in 2025. Pre?procedures stretch. Industry upgrade becomes core
Firms assist Lead Intelligent’s HKD4.93bn Hong Kong listing
Lead Intelligent debuted on the HKEX on 11 February, raising HKD4.93 billion (USD630 million)
Firms steer Montage Technology’s HKD7bn Hong Kong IPO
Montage Technology, a leading provider of data processing and interconnect chips, listed on the HKEX on 9 February, raising USD901 million
Firms act on Kuaishou’s USD2bn dual-currency bond issue
Kuaishou Technology has issued its first offshore bonds, raising the equivalent of USD2 billion through a dual-currency offering
Japanese firms steer USD1.9bn construction sector stake buy
Mori Hamada advised Daiwa House on its USD1.9 billion stake buy in Sumitomo Densetsu, with Anderson Mori acting for the target
Axis entities reach SEBI settlement over violations
Axis AMC, AMF, and four individuals settled with SEBI for INR62.73 million over violations.
SEBI sets high standards for intermediaries
SEBI fined Enam Securities INR2.5 million for lapses during Yes Bank’s IPO due to lack of due diligence


































