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Home Tags Posts tagged with "Hong Kong Securities and Futures Commission"

Tag: Hong Kong Securities and Futures Commission

SFC flags issues over IPO sponsors, lawyer advises scrutiny

Following the SFC’s circular on the quality of listing documents submitted by sponsors, legal professionals have offered guidance to companies seeking to list in Hong Kong

Disputes partner returns to Ashurst in Hong Kong

Ashurst welcomed back Gareth Hughes, who rejoined the firm’s Hong Kong office as a partner in dispute resolution practice after more than seven years away

Dispute resolution trio jumps to Dentons Hong Kong

A dispute resolution team from Norton Rose Fulbright has recently joined Dentons Hong Kong, including Philip Nunn, Alfred Wu, and Muriel Cheng

New chapter for northbound Mutual Recognition of Funds

By Sue Sun and Elaine Wang, Llinks Law Offices

Stephenson Harwood Hong Kong office welcomes two partners

Former Zhong Lun co-managing partner Dorothy Siron and ex-Ping An chief counsel Danny Kan join Stephenson Harwood in Hong Kong

Hong Kong type 9 licence (asset management) applications

By Carl Miao, AllBright Law Offices

Linklaters, Zhao Sheng advise HKEX on Swap Connect scheme

Linklaters and Zhao Sheng advised HKEX on Swap Connect, giving global investors access to China's interbank financial derivatives market through Hong Kong to hedge interest-rate risks in Chinese bonds.

First action against compliance manager for overseas failures

The Hong Kong Securities and Futures Commission’s (SFC) “manager in charge” (MIC) regime, which aims to heighten senior management’s accountability within licensed corporations, came into effect in 2017

Former Hong Kong SFC counsel moves to Debevoise

Debevoise & Plimpton has strengthened its litigation practice with the hiring of former Hong Kong SFC counsel Samuel Fung, who served at the regulatory body for more than three years

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