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Home Tags Posts tagged with "China Securities Regulatory Commission"

Tag: China Securities Regulatory Commission

Regulatory scrutiny over red-chip structures raises conundrum

Practitioners say that while red-chip model is unlikely to disappear, companies will increasingly have to demonstrate its commercial necessity and regulatory compliance

SFC flags issues over IPO sponsors, lawyer advises scrutiny

Following the SFC’s circular on the quality of listing documents submitted by sponsors, legal professionals have offered guidance to companies seeking to list in Hong Kong

Ready for take-off

Eight leading arbitration institutions share the latest trends and developments across the board

New listing opportunities for pre-profit companies

By Yan Ge and Yuan Yao, Joint-Win Partners

Revised code regulates listed company executives’ conduct

CSRC issued revised corporate governance rules to strengthen conduct and oversight among listed companies

China securities regulator to raise whistleblower rewards

CSRC and Ministry of Finance propose raising whistleblower rewards to RMB1m, with consultation open until 30 Oct

Short-term trading: administrative penalty case studies

By Guan Zhaoyang and Jeffery Quan, ETR Law Firm

In-house Counsel Awards 2025

In-house counsel roles keep evolving. Which standout teams and GCs have led the way over the past year?

Jia Yuan counsels TCL on RMB11.56bn acquisition plan

Jia Yuan advises TCL on RMB11.56bn bid for stake in China Star Optoelectronics from major industry fund

DeHeng and Jingtian steer Insta360’s RMB1.9bn IPO

DeHeng and Jingtian & Gongcheng advised Insta360 on its RMB1.9b IPO debut on Shanghai’s Star Market after 5 years

Key legal compliance issues for cross-border e-commerce IPOs

By Xu Zhiyuan and Liu Yuying, Tahota Law Firm

Cross-border e-commerce IPOs face rising legal compliance challenges as global regulations tighten and scrutiny intensifies

Understanding new rules on share disposal

By Wang Zhenyu, Han Kun Law Offices

China tightens rules on share disposals by major shareholders to enhance market integrity and investor protection

New rules for securities misrepresentation cases

By Li Amin and Sheng Weirong, Commerce & Finance Law Offices

New 2025 guidelines reshape securities misrepresentation cases in China

Audit committee systems: Introduction and practice

By Jiang Lu and He Linhua, Ronly & Tenwen Partners

China’s 2023 law introduced audit committees for better financial oversight and governance

How SPAC mergers speed up company listings

By Yan Ge and Yuan Yao, Joint-Win Partners

Resolving offshore debt through multi-tiered restructuring plans

By Jeffrey Quan and Isabella Yeung, ETR Law Firm

Quartet steers BYD’s USD7.5bn H-share placement

DeHeng, Reed Smith, JunHe & Cleary Gottlieb advise BYD on HKD43.5B share sale, the auto sector's largest in a decade

IP investigations in IPO due diligence

By Zhang Hanguo and Qiao Chuanlin, Grandway Law Offices?

Appointing DSOs under the new Company Law

By Li Zhiyong, Grandway Law Offices

Hidden legal risks of corporate information abuse

By Wang Jun and Wang Chenxing, Starrise Law Firm

New developments in fintech laws

An update of regulatory amendments and trends in mainland China, India and Taiwan

Exploring fintech regulation in China

By Xiaojia (Shelly) Sun, JunHe

Proceed with caution

China's capital market faces tighter regulation, fewer new listings, and renewed interest in key international markets

Bond issuance regulations for Chinese companies listed overseas

By Wang Jin and Patrick Hu, Han Kun Law Offices

Quartet advises on Ping An Insurance’s USD3.5bn bond issue

DLA Piper, Haiwen, Linklaters, and JunHe advised Ping An on its USD3.5bn H-share convertible bonds, the largest under Regulation S

Reviews of share purchases under registration-based IPO system

By Xia Jialin and Huang Yiping, Zhilin Law Firm

New chapter for northbound Mutual Recognition of Funds

By Sue Sun and Elaine Wang, Llinks Law Offices

Avoiding securities violations as law tightens

By Ye Liming, Hylands Law Firm

Retroactive voiding of VAM clauses in IPO process

By Li Ling and Wu Jinfeng, Grandway Law Offices

Bulls, bears and big moves

What trends are being observed in the region’s capital market strongholds, and what regulations are helping drive them?

Shuffling the deck

Enhanced regulations and China/US decoupling challenge China’s private equity, reshuffling the industry amid bleak prospects

Shuffling the PE deck

Under a harsh winter of exits, senior private equity legal practitioners discuss how to adapt to a maturing regulatory framework and fresh game rules dominated by state-background players

The sunny future of carbon financing

By Chen Sheng and Li Mingyue, Tian Yuan Law Firm

Challenges facing PE funds in buyout investments

By Xiao Fei and Li Wen, Guantao Law Firm

Reduction rules for VCFs in the capital market

By Michelle Lu, Brightstone Lawyers

Chinese law firms make inroads on drafting prospectuses

In the last two months of 2023, at least three Chinese law firms have been writing prospectuses for IPOs in Hong Kong

Securities litigation risks and liabilities for continuous supervisors

By Li Amin and Cai Xiaoyu, Commerce & Finance Law Offices

Analysing new rules for managing private investment funds

By Jenny Gu and Zoey Peng, Brightstone Lawyers

A regional comparison of real estate markets: China

By Hao Han and Shi Yi, Zhong Lun Law Firm

Power moves

Partners at Chinese and international law firms analyse changes under the new registration-based listing regime as the momentum shifts on going public

Impact of invalidation of listco guaranteed yield commitments

By Chen Zhuo and Yin Yutong, Tian Yuan Law Firm

Filing rules, main focuses for overseas listing

By Wang Bo and Peng Caixia, Commerce & Finance Law Offices

Quartet acts for China’s first group of REIT expansions

Haiwen & Partners, Han Kun Law Offices, King & Wood Mallesons (KWM) and Zhong Lun Law Firm counselled China’s initial set of four infrastructure real estate investment trust (REIT) expansion projects

Queries arise over intermediaries after Star Market’s first delistings

The first compulsory delisting of stocks due to fraudulent IPOs and disclosure violations on the Star Market in Shanghai raises questions on the intermediaries’ role as capital markets gatekeepers

Force of nature

With rapidly escalating ESG awareness and evolving policies, China is embracing a robust wave of green investment

New rules pave path for Chinese companies to revive offshore IPOs

Chinese companies now have a clearer idea of whether they can list overseas when new China Securities Regulatory Commission (CSRC) rules take effect from 31 March 2023

State of ESG regulation and investment outlook in China

By Ge Yin and Li Yipu, Han Kun Law Office

A comparison of capital markets regulations: China

By Zhu Ning, Xu Guangzhe, and Lin Min, Chance Bridge Law Firm

Huaxin Cement’s solution to legacy B-share issue

By Ma Yunyan and Shi Zhiheng, Shu Jin Law Firm

Opportunities and challenges of affordable rental REITs

By Su Xianghui and Gao Huanzhang, DOCVIT Law Firm

Risk disposal, market exit of group finance companies

By Wang Zhenxiang, Jingtian & Gongcheng

Fangda powers up capital market and IP practices in Shanghai, Shenzhen

A former Fangda Partners lawyer has rejoined the firm to boost the capital markets business, while another appointment aims to ?enhance its intellectual property practice

Trader protection under Futures and Derivatives Law

By Guo Zhongqing, AllBright Law Offices

Shifting tide of audit compliance for US listings

By Willow Wei, Dentons China

A number of Chinese companies listed on the New York Stock Exchange recently issued announcements of delisting

Insider trading

This column discusses recent empirical research published by the author and Dr Zhang Yang of Wuhan University School of Law on insider trading administrative enforcement by the CSRC for the two decades between 1999 and 2019

Markets of choice

Chinese companies are finding both challenges and opportunities amid shakeups in capital markets at home and abroad

Avoiding risks to listing success from R&D co-operation

By Liu Tao and Huang Qingfeng, Commerce & Finance Law Offices

Tech companies must beware of unwanted side effects from these co-operation agreements – ones that may even plague any eventual IPO

Laura Cha re-elected as HKEX chair

Laura Cha Shih May-lung will continue her role as HKEX chair for two more years after being re-elected to the post she has held since 2018

Zhong Lun ushers in first backdoor listing on SSE

The first backdoor listing on the Growth Enterprises Market of Shenzhen Stock Exchange since changes in the rules on reverse takeovers saw Zhong Lun Law firm advising

S fund development in China provides exits

By Echo Liu, Grandway Law Offices

Little to fear in Chinese regulator’s handling of US move

A consultation document released by China’s securities watchdog potentially removes a key hurdle for US regulators to gain full access to the auditing reports of Chinese companies listed in New York

Deal highlights

Aquila Acquisition Corporation became the first special purpose acquisition company (SPAC) to list in Hong Kong

NIO plugs into HKEX without fundraising

Electric vehicle manufacturer NIO successfully listed on the main board of the HKEX by way of introduction with shares beginning trading on March 10

Han Kun advises on REIT bonanza

China’s first REIT public offering this year and the biggest transaction volume so far raised RMB9.4 billion (USD1.42 billion) with partners from Han Kun Law offices advising

Analysis of equity-debt structures of quasi-REITs

By Mathew Ching and Chen Jiahui, Jingtian & Gongcheng

Audit committee overhaul under new listco rules

By Wang Yuanyuan, Grandway Law Offices

Priced to please

By Luna Jin

While several practice areas have been particularly active this year, Chinese law firms are actively optimising their billing arrangements to meet the rising demand for high-quality services in a legal market where fee structures are still dominated by businesses

Must creditors review external guarantee disclosures?

By Yao Xiaomin and Xue Yuan, Lantai Partners

Open sesame

M&A

Star struck

Star upgrades innovation attribute assessment system

By Daniel Liu, Commerce & Finance Law Offices

Disclosure of VIE structures in listco restructurings

By Tang Shi and Meng Wenxiang, Grandway Law Offices

Share-based payment issues and equity incentives under STIB

By He Yu and Chen Shuo, AnJie Law Firm

Comparison of STIB System and GEB System

By Liu Tao and Huang Qingfeng, Commerce & Finance Law Offices

Legal practice in listed companies’ overseas M&A

By Wang Guan and Meng Wenxiang, Grandway Law Offices

Correspondents

Board Observer Regulationvideo

RBI scrutiny tightens over NBFC ‘board observers’

By Swathi Girimaji and Theertha Aiyappa, Bharucha & Partners
Foreign Decree Enforcement Indiavideo

Paper reciprocity undermines foreign decrees

By Ambar Bhushan and Aaryan Goyal, Bharucha & Partners
Biosimilar Patent Litigation India

Trends in biologic patent litigation

By Swati Sharma and Gitika Suri, Cyril Amarchand Mangaldas
konektadong-pinoy-act-expanding-access-redefining-competition

Konektadong Pinoy Act: Expanding access, redefining competition

By Jayson P Baltazar, ACCRALAW

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