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Home Tags Posts tagged with "Securities Law"

Tag: Securities Law

Firms steer shipping operator MTT’s USD164m IPO in Malaysia

Firms advise on MTT Shipping and Logistics’ IPO on the Bursa Malaysia, raising MYR652 million (USD164 million)

Zhong Lun adds four dispute and capital markets partners

Zhong Lun has continued to bolster its ranks by adding four partners, following Tony Chow’s appointment in February

New rules on short swing trading strengthens compliance: lawyers

The China Securities Regulatory Commission issued the regulation on short swing trading on 6 March

Firms steer Malaysia’s landmark USD722m healthcare IPO

Malaysia’s Christopher & Lee Ong (CLO) and Mah-Kamariyah & Philip Koh (MKP) are among the firms having advised on Sunway Healthcare Holdings’ IPO

Chandler Mori Hamada brings in M&A partner from Linklaters

Thailand’s Chandler Mori Hamada has strengthened its corporate and M&A practice with the appointment of Paveen Khiewvichit as a partner, effective 6 March 2026

Kudun brings in senior counsel for capital markets practice

Kudun and Partners has expanded its capital markets practice by appointing Putthimes Thanarersk, a 32-year veteran

Han Kun adds compliance partner

Han Kun Law Offices has strengthened its Beijing-based criminal and corporate compliance practices

One of a kind

A look at how PSE general counsel Veronica Del Rosario is driving transformation and growth at the Philippine Stock Exchange

Paul Hastings onboards capital markets partner in Hong Kong

Paul Hastings has hired Zhou Quan as a partner in Hong Kong, expanding its Greater China capital markets and M&A practice.

Former SEBI expert to boost CAM’s dispute resolution practice

Former SEBI executive Vanya Singh joins Cyril Amarchand Mangaldas as a partner in Mumbai

SEBI probe clears Adani group of Hindenburg allegations

SEBI’s final report found no violations or market manipulation by Adani Group, rejecting Hindenburg’s allegations

No time to rest

The Revenue of 111 Chinese law firms depicts a struggling legal market and a rampant race for survival

Australia’s Clayton Utz names head of private equity team

Clayton Utz has hired Mark Malinas as head of private equity to strengthen the firm’s transactional capabilities

Short-term trading: administrative penalty case studies

By Guan Zhaoyang and Jeffery Quan, ETR Law Firm

Oishika Dasgupta rejoins CAM, boosts capital markets team

Oishika Dasgupta returns to CAM as capital markets partner in Mumbai

Understanding new rules on share disposal

By Wang Zhenyu, Han Kun Law Offices

China tightens rules on share disposals by major shareholders to enhance market integrity and investor protection

Sneha Nagvekar now a partner at Veritas Legal

M&A specialist Sneha Nagvekar has joined Veritas Legal as a partner, bringing over a decade of experience with a focus on public M&A

A practical analysis of equity-settled incentive disputes

By Shaw Zhao and He Yanling, Jingtian & Gongcheng

Hidden legal risks of corporate information abuse

By Wang Jun and Wang Chenxing, Starrise Law Firm

Tilleke & Gibbins adds tax, capital market talent in Bangkok

Tilleke & Gibbins hires Pootranon and Krailadsiri for Bangkok capital markets and tax

Preventing greenwashing

By Zhang Xiuxiu and Nicole Zhang, Hui Ye Law Firm

Liabilities and compliance tips for information disclosure

By Chen Zhuoling, Starrise Law Firm

Avoiding securities violations as law tightens

By Ye Liming, Hylands Law Firm

Cross-border fundraising opens doors for foreign funds

By Zhang Kainan, Haiwen & Partners

Insights into cross-border fundraising for foreign funds in China's evolving regulatory landscape.

Securities litigation risks and liabilities for continuous supervisors

By Li Amin and Cai Xiaoyu, Commerce & Finance Law Offices

Power moves

Partners at Chinese and international law firms analyse changes under the new registration-based listing regime as the momentum shifts on going public

Impact of invalidation of listco guaranteed yield commitments

By Chen Zhuo and Yin Yutong, Tian Yuan Law Firm

Queries arise over intermediaries after Star Market’s first delistings

The first compulsory delisting of stocks due to fraudulent IPOs and disclosure violations on the Star Market in Shanghai raises questions on the intermediaries’ role as capital markets gatekeepers

Huaxin Cement’s solution to legacy B-share issue

By Ma Yunyan and Shi Zhiheng, Shu Jin Law Firm

Going the distance

Yiru Sun, the new senior partner of Hylands Law Firm, shares unique insights from her years of practice,research results and future plans to continue developing in the capital markets field

Tips for insolvency administration of NEEQ-listed companies

By Wang Zhenxiang, Jingtian & Gongcheng

Dissecting merger filing under new AML

By Ryan Fang and Simon Shi, Jingtian & Gongcheng

New directions in handling of securities misrepresentations

By He Chunyan and Deng Xiaoming, Han Kun Law Office

Liability for information disclosure by independent directors

By Arrow Zhang, Grandway Law Offices

Insider trading

This column discusses recent empirical research published by the author and Dr Zhang Yang of Wuhan University School of Law on insider trading administrative enforcement by the CSRC for the two decades between 1999 and 2019

Securities firms can defend against investor suitability disputes

By Chen Zhuo and Zheng Yeye, Tian Yuan Law Firm

Inheritance by listco shareholders through trusts

By Meng Wenxiang, Shu Weijia, and Hu Bingzhi, Grandway Law Offices

Watching the watchers

New roles of intermediaries place them under the microscope of capital market regulation

Liability for securities intermediaries under new interpretations

By Eric Liu and Deng Xiaoming, Han Kun Law Offices

Must creditors review external guarantee disclosures?

By Yao Xiaomin and Xue Yuan, Lantai Partners

Star struck

Impact of revised Securities Law on compliance and insider trading

By Du Lianjun and Chu Zhilin, East & Concord Partners

Integrated disclosure system needs further clarification

By Arun Balasubramanian, Linklaters

The ‘200 shareholders’ issue under new Securities Law

By Zhao Zeming, Grandway Law Offices

The validity of options under securities law

By Shailaja Lall and Shivangi Talwar, Shardul Amarchand Mangaldas & Co

Learning to fly

FIIs should inform SEBI about material changes

SEBI requires FIIs and sub-accounts to report material changes in submitted information to ensure continued compliance with its regulations.

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Compensation not contingent upon actual sale in patent infringement

By Guo Xiaojun, CCPIT Patent & Trademark Law Office

Criminalising counterfeit sales: thresholds and sentencing

By Judy Li and Winnie Wu, Ronly & Tenwen Partners

Ship shape?

Leading maritime lawyers and in-house counsel share insights on what it means for carriers, cargo owners and insurers

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Konektadong Pinoy Act: Expanding access, redefining competition

By Jayson P Baltazar, ACCRALAW

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